Hong Kong Compliance Training Courses, tailored specifically for financial professionals seeking to fulfil their Continuous Professional Training (CPT) requirements mandated by the Hong Kong Securities and Futures Commission (SFC).    

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At Peak Compliance Associates (PCA), we understand the ever-evolving regulatory landscape of the financial services industry and the importance of staying up to date with the latest rules and regulations. 

Our courses are developed by our team of experts, and each module is thoughtfully curated to provide an overview of the regulatory regime, details of the specific SFC rules and regulations, practical insights, and real-world case studies, covering a wide range of topics spanning:

  • Ongoing Compliance Obligations
  • Licensing 
  • ESG Regulations in Hong Kong
  • Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT)
  • Conflicts of Interest
  • ...
    ...and much more! 
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Our comprehensive curriculum ensures you acquire the expertise needed to make informed decisions and safeguard the integrity of your organisation. 

Upon completing each course, you will receive a certificate which upon the approval of your company's compliance department may grant you the corresponding CPT hour(s).

Our online courses allow you to study at your own pace, anytime and anywhere!

Compliance Training Courses

Instructor

Alex Esson

Founder & Chief Executive Officer

Alex is the Founder and Chief Executive Officer of PCA. Alex is active across all of PCA’s business lines, advising clients across Asia Pacific on licensing, regulatory, and compliance matters. He works with a variety of clients ranging from large global financial institutions to start-up companies in the region. Based in Hong Kong but travels regularly to Singapore and Europe, he is a frequent representative and attendee at industry events and seminars and has been a speaker on numerous compliance and regulatory panels.

Prior to PCA, Alex worked at one of the largest compliance consulting firms in Asia where he held senior management positions across several business divisions, being responsible for leading teams of up to 25 staff and providing compliance-related services to over 230 financial institutions. He has been responsible for providing compliance advisory and licensing-related services to over 300 companies who are licensed with the Securities and Futures Commission in Hong Kong and the Monetary Authority of Singapore in Singapore.