Peak Compliance Associates

Peak Compliance Associates (PCA) is headquartered in Hong Kong and provides compliance services to financial institutions in Asia (principally those with operations in Hong Kong and Singapore). 

PCA’s clientele consists primarily of financial institutions that are licensed and regulated by the Securities and Futures Commission (SFC) in Hong Kong and the Monetary Authority of Singapore (MAS) in Singapore. 

Clients include hedge fund and private equity / private credit fund managers, external asset managers, wealth managers, family offices, retail brokers, inter-dealer brokers, investment advisors, corporate finance houses, private placement firms, asset owners, pension plans, financial technology companies, insurance companies, trust companies, and money service operators.

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