Course curriculum

    1. AML & CFT - Video Part 1/2

    2. AML & CFT - Video Part 2/2

    3. AML & CFT Q&A

    4. Course Feedback

About this course

  • $525.00
  • 4 lessons
  • 1.5 hours of video content

Summary

A deep dive into the Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulatory framework for companies licensed by the Securities and Futures Commission (SFC) in Hong Kong, covering key topics such as risk assessments, customer due diligence, ongoing and transaction monitoring, screening, suspicious transaction reporting, and staff training.

  • The regulatory framework, laws, regulations, and guidelines established by SFC relating to AML and CFT requirements.

  • How to conduct AML and CFT risk assessments to identify and evaluate risks of money laundering and terrorism financing.

  • How to conduct due diligence on clients.

  • How to identify suspicious transactions and subsequently file a suspicious transaction report.

Narration: Alex Esson, Dona Samaranayake,
Design: Dona Samaranayake, Melody Wang,
Content: Stanley Nnam, Alex Esson