Business Continuity Plan (BCP)
Compliance Training Project by Peak Compliance Associates
Business Continuity Plan - Video
Business Continuity Plan Q&A
Course Feedback
A review of the regulatory guidance on developing, maintaining, and testing effective Business Continuity Plans for companies licensed by the Securities and Futures Commission (SFC). Details relating to guidance when conducting risk assessments, crisis communications with clients and regulators, and managing risks associated with counterparties.
The key guidelines, rules and other expectations of the SFC regarding Business Continuity Plans
How to create and maintain a comprehensive Business Continuity Plan, including the assignment of responsibilities, lines of reporting, and periodic testing.
How to conduct risk assessments to identify potential threats and vulnerabilities to a Licensed Corporation’s business continuity.